Nerico Brothers Limited > Securities >

Before client(s) complete the account opening forms, they must read the Securities Trading Account Opening Form, Appendix for Joint Account Holders (if applicable), Client Information Statement and Securities Trading Account Terms and Conditions, including but not limited to Risk Disclosure Statements and Disclaimer, of all which form the “Agreement” between Client(s) and our Company.

The Agreement is legally binding, so client(s) should make sure all the information provided are true and correct. If client(s) are in doubt with the contents of the Agreement, please seek advice from legal advisor, regulator or the relevant authority before they sign it. To protect interests of client(s), they are invited to visit our office in person to open a securities trading account. Before client(s) begin to trade, they need to know settlement practices, all the commissions, fee and charges for which they may be liable. By opening a securities trading account to use the internet trading service, client(s) confirm that they are not subject to any legal or regulatory restrictions on dealing in securities through this website.

IMPORTANT NOTES:

(1) Client(s) need to bring along relevant supporting documents and visit our office in person during business hours to open an account. At the present moment, we do not accept any account opening through the web services.

(2) Before Client(s) begin to trade through the internet, please deposit sufficient cleared fund into the account.


Head Office: Rm 1101, 11/F, Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong

TEL: (852) 2125 3900

FAX: (852) 3101 4007


Customer Service Hotline (non-trading matters) (852) 2125 3900


Securities Dealing Hotline:

Head Office (852) 2125 3942

Fax: (852) 3101 4007

Business Hours: 9:00 a.m. – 6:00 p.m. (Monday to Friday)(excluding Public Holidays)


Document Required
Individual Account

The Client(s) need to provide, complete, execute and read the following: -

  • Securities Trading Account Terms and Conditions
  • Risk Disclosure Statements and Disclaimer (Appendix 1)
  • Securities Trading Account Opening Form
  • Client Information Statement
  • Copy of Identity Card or Passport
  • Address proof within the last 3 months
Corporate Account

The Client(s) need to provide, complete, execute and read the following: -

  • Securities Trading Account Terms and Conditions
  • Risk Disclosure Statements and Disclaimer (Appendix 1)
  • Securities Trading Account Opening Form
  • Client Information Statement (Corporate Account)
  • Certified copy of
  • Circular to Clients Relating to Personal Data (Privacy) Ordinance
  • Certified copy of ·
  1. Memorandum & Articles of Associations ·
  2. Certificate of Incorporation ·
  3. Register of Directors and Register of Shareholders
  4. Latest Annual Return ·
  5. Business Registration Certificate ·
  6. Latest audited accounts ·
  7. ID Cards/passports of all shareholders, directors and authorized person(s)
  • Address proof of all shareholders, directors and authorized person(s) within the last 3 month
  • Bank account proof
  • Address proof of the Company within the last 3 months
* If Client(s) cannot open an account in person, our company may approve account opening if they can fulfill the following requirements in accordance with the Guidelines of SFC. However, we reserve the right to reject the application of account opening and shall not be liable for any further explanation.

1. Complete the authentication by an appropriate person and countersign the Account Opening Form(s), Copy of Hong Kong Identity Card/Passport together with his/her full name and title for verification. (The appropriate person can be a registered person, a Justice of Peace, or a professional person such as branch manager of a bank, certified public accountant, lawyer or notary public.) or

2. Issue a cheque bearing the same signature and the same pre-printed name found in the Account Opening Form, identity document, etc. The cheque must be drawn on a licensed bank in Hong Kong and made payable to " Nerico Brothers Limited” with an amount not less than HK$ 10,000.

* For client(s) who cannot provide proof of his/her financial status, Nerico Brothers Limited reserves the rights to reject any application in any situation and shall not be liable for any further explanation. Client(s) can place orders by phone after opening the account. If client(s) subscribe to use our Internet trading service, they can normally trade via the internet trading platform after receiving our login ID & passwords around 2 working days. If client(s) have any question concerning account opening, please kindly call our customer service hotline at (852) 2125 3900.

Account Opening Documents Download
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